22V Disclaimer & Legal Disclosures

Important regulatory information and firm policies.

Regulatory Affiliations

2V Securities LLC is a member of FINRA and SIPC.

Securities transactions, when offered, are offered by 22V Securities, LLC through LPS Capital, LLC.

Certain employees of 22V Securities, LLC are dually registered as securities representatives of LPS Capital, LLC.  Both 22V Securities and LPS Capital are members FINRA, SIPC.
https://brokercheck.finra.org/

Customer Identification Program

In compliance with the USA PATRIOT Act, 22VS is required to verify the identity of each customer. Information collected includes:

  • Name, date of birth, and address
  • Tax ID or Social Security Number
  • Government-issued ID or equivalent documentation

Entities may need to provide corporate documents, agreements, or licenses.

Institutional Accounts

Clients classified as institutional accounts under FINRA Rule 4512(c) must notify 22V Securities immediately if their status changes.

Business Continuity Plan Summary

22V Securities has a Business Continuity Plan (BCP) in place per FINRA Rule 4370 to maintain operations during significant business disruptions. The plan includes data backup, alternate facilities, and vendor continuity procedures.

A copy of 22V Securities Business Continuity Plan Summary is available upon request via email – [email protected].

Privacy & Security

We protect your information through physical, electronic, and procedural safeguards. We do not sell or share personal data.
 To update your data, contact us directly.

Client Concerns

Please report any issues or discrepancies to:

Chief Compliance Officer

15 Rockaway Avenue, Garden City, NY 11530
📧 [email protected]

SIPC Protection

SIPC protects customer securities up to $500,000 (including $250,000 for cash).

More at: www.sipc.org | ☎️ 202-371-8300

Website Disclaimer

This site is maintained by 22V Securities LLC, a U.S.-registered broker-dealer.
Not all services or investments mentioned are available in all U.S. states or to all users.